Helping financial advisers support you
HTK is a brokerage firm that partners with financial advisers to provide the infrastructure and platform for them to do business. We support more than 800 advisers1 and 130,000 clients2 across the U.S. with a wide range of financial solutions, including insurance and investments.
How we work with your financial adviser
We support your adviser by providing them with the tools to help you reach your financial goals. With HTK, advisers receive:
Comprehensive investment and insurance solutions
Trade execution, clearing and custody powered by BNY Mellon’s Pershing, the industry’s largest provider of clearing services
Technology and day-to-day support for advisers to operate and develop their practice
Compliance and supervision of activities
Frequently asked questions
You may have questions about HTK’s role and how we support your financial adviser. Read on for more information.
What is a broker-dealer and registered investment adviser?
I received a letter in the mail from HTK. Why are you contacting me?
How do you protect my information and finances?
What is your relationship with Penn Mutual?
Make informed choices
FINRA is a not-for-profit organization authorized by U.S. Congress to protect investors by ensuring the broker-dealer industry operates fairly and with integrity. FINRA’s BrokerCheck is a free online tool you can use to research the background and experience of financial advisers and firms.