An unwavering dedication to financial professionals
At HTK, we believe in creating trusted partnerships. It's why independent financial professionals have chosen us as their broker-dealer and registered investment adviser for more than 50 years. We are focused on helping financial professionals build their practice and serve their clients through all of life's stages. Our vision is to grow our network of those who share the belief that a sound financial plan includes personalized solutions for financial protection as well as wealth management.
Discover the HTK difference
Our firm is defined by the support and flexibility we offer.
Trusted Relationships
We take the time to get to know our financial professionals and to fully understand their needs and goals. From initial onboarding through ongoing support, our team is here every step of the way to answer questions and provide resources so you can be successful.
Be Supported
A Culture Focused on You
Financial professionals thrive with HTK. Our smaller size allows for ample opportunities for networking, peer-to-peer support and sharing of best practices. We ensure that your voice is always heard, and we recognize our top financial professionals.
Be Valued
Industry-Leading, Flexible Platform
HTK is powered by the industry’s preferred technology platform and leading investment solutions. When you partner with HTK, you have more options and greater independence to meet your clients’ needs and build your practice, your way.
Be IndependentGuided by our values
The core values of our parent company, Penn Mutual, are ingrained in the HTK family and reflected in the way we work.
Acting with integrity
We have the conscious intention to do the right thing. We pay close attention to the implications of what we do as individuals and what we do for our business. We take pride in being a strong link in the chain of integrity and enabling others to take personal responsibility. In doing so, we strengthen our level of commitment, quality and trustworthiness.
Respecting one another
We see each other’s distinctiveness as a valued asset. As we invoke the special talents of each other in service to those who count on us, we draw loyalty, diversity and strong partnerships. We are inclusive, and everyone can expect that we will act as custodians of their trust.
Focusing on relationships
We foster meaningful connections with others. We have a shared responsibility to grow our relationships. We work at being self-aware and enable respectful challenge and honest discourse as a way to build authenticity and trust. We are attentive to others, taking into account their needs, wishes, aspirations and vulnerabilities. We are capable of being entrusted with some of the most important things in people's lives.
A shared sense of belonging
We evoke our place as part of a larger world that we influence and that influences us. We know that our success is dependent upon cultivating a vibrant and dynamic community capable of riding the winds of change. We feel responsible to collectively steer our future so that the possibilities emerge just when they are needed. We promote inventiveness, adaptability, citizenship and accountability.
Sustaining our legacy
We are trusted guardians for what we promise. Our actions are consistent with building enduring strength. We are passionate advocates for the company so that our stellar reputation comes alive in everything we do.